Private Investment Management
The financial strength of the brokerage firm that custodies your investment accounts has never been more important.
Our client accounts are custodied at TradePMR, a brokerage firm that specializes in servicing independent registered investment advisor firms and their clients. TradePMR clears their trades through First Clearing, LLC. Both firms are members of the NASD and all client accounts are protected with SIPC coverage as well as a supplemental policy.
Much of what they do is behind the scenes, but they provide a state-of-the-art trading platform and a vast window to the investing world for each account they custody.
Account Safety:
Knowing that your nest egg is held and custodied securely is critical.
It is important to know that your investments are held in accounts titled in your name and never become the asset of the brokerage firm or your investment advisor's firm. Capital Portfolio Advisors, Inc. does not pool client assets together.
- You have 24/7 online access to your accounts in addition to monthly statments.
- Your statements come direct to you from the brokerage firm. Your investment advisor does not generate client statements.
Accounts are insured by SIPC insurance of up to $500,000 per customer, including $250,000 for cash claims.
In addition, First Clearing has arranged for supplemental insurance protection for cash and securities through Lloyd's of London. The additional coverage above the SIPC limits for any missing securities and cash in client brokerage accounts up to a firm aggregate limit of $1 billion (including up to $1.9 million for cash, per client). In other words, the aggregate amount of all client losses covered under this policy is subject to a limit of $1 billion, with each client covered up to $1.9 million for cash.
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